In March 2017, Ascendant Alternative Strategies registered as a broker-dealer with the Securities & Exchange Commission and FINRA. The financial advisors making recommendations to investors to continue to hold their GPB investments have no additional information to answer these questions. Given the Gentile-Schneider undisclosed and bad faith architecture of paying excessively high commissions, paying themselves excessive fees at every step of the way, and failing to disclose their self-dealing and numerous conflicts of interests, we think there is a case to be made that GPB Capital was inherently fraudulent from the beginning. Official websites use .gov The case is currently delayed because of the coronavirus. Highline, which manages the day-to-day operations of GPB Capital's sponsored partnerships, negotiated the sale with BPOC. An audit can only be as accurate as the party being audited provides honest and correct information and opens its books fully. Update on the GPB Capital Lawsuit and ponzi scheme update. 2019-0071-SG).

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David Gentile has been accused by investors of setting up a Ponzi scheme and connections to a Russian crime figure. Sort by manufacturer, model, year, price, location, sale date, and more. The Financial Industry Regulatory Authority Inc. (FINRA) opened an investigation. Whether or not the funds are even currently worth the value reported by the company as the sponsor remains to be seen and has not been verified as of yet by any outside auditor firms. A GPB Capital class action lawsuit against GPB was registered in a Texas US District Court. Just last February, GBP Capital Holdings and three individuals were charged by the Securities Exchange Commission (SEC) with fraud and running a $1.6 billion Ponzi scheme. VIDEO: Finally, Scientific Proof that Scientologys Body Thetans Cannot Exist. NEW YORK, Nov. 18, 2021 /PRNewswire/ -- GPB Capital Holdings, LLC ("GPB Capital") has finalized the sale of Prime Automotive Group to Group 1 Automotive, Inc. ("Group 1"), an. However, thats less likely than that either the GPB management was hopelessly incompetent, vastly overpaying for assets that really werent worth a lot, or that the whole thing was a willful fraud from the beginning. Did that discussion include or address the decline in value? GPB Capital Holdings and Oestreicher Properties Inc. are partners in the 211 Schermerhorn Street project on Boerum Hill in Brooklyn. A lock ( In its June 2020 ADV, GPB admitted to its inability to hire a third-party Valuation Service Provider in 2019.

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OK Skip to main content Skip to navigation Compliance Week HIGHLINE XL-W5 For Sale - 1 Listings | MarketBook.ca - Page 1 of 1 The promise was (IIRC) 8% per month, in other words 96% per year, in other other words, doubling your investment every year. GPB said it would pay for investors by income generated from the private partnerships. Welcome to ComplianceWeek.com. Between August 2015 and December 2018, the defendants, together with others, allegedly engaged in a scheme to defraud investors and prospective investors in the GPB Funds through material misrepresentations and omissions. On the other hand, GPB has created a convenient Catch-22 for itself when it declared, GPB policy requires the use of a valuation provider to support its Valuation Committee in determining appropriate valuation and assets under management. This policy requirement, along with GPBs inability to do something as simple as hiring a third-party Valuation Service Provider during 2019, allows GPB to refrain from stating a real value of its holdings. My professional background, and various other factual matters, are further described in a prior declaration that I submitted on June . GPB Capital Holdings, LLC et al RSS Track this Docket Docket Report This docket was last retrieved on March 15, 2021. Access additional case information on PACER Use the links below to access additional information about this case on the US Court's PACER system. Thus, the tragedy of the GPB situation for investors is that theyre reduced to hoping that this is merely massive incompetence and not fraud, because if its fraud, then they will be subject to more financial distress via clawback rules than they already have been. The allegation is that he shared that information with GPB executives and thereby acted to obstruct justice. Specifically, GPB admits in this latest ADV that its June 2020 RAUM is based upon June 2019 values: Regarding the Advisors answer to Item 5(F)2, the values reflected for the regulatory assets under management are as of June 31, 2019. GPB Capital Holdings, LLC ("GPB Capital") has finalized the sale of a 30-acre parcel of land that was owned by GPB Cold Storage, LP (the "Partnership"). GPB Automotive Portfolio, LP Form 10-Q Quarterly Report Filed 2022-05-20 In its civil complaint against GPB Capital Holdings, Massachusetts securities regulators noted the structurally complex nature of the GPB Capital and its myriad conflicts of interest and self-dealing: By its nature, GPB Capital is structurally complex. Highline currently oversees on GPB's behalf all day-to-day functions of the Partnership and its subsidiaries, including management of all underlying assets, human capital, accounting and financial reporting, and operations pursuant to a Management Services Agreement ("MSA"). "text": "First, be aware that there is a limited time window for an investor to recover losses. July 2019: We reported on GPB Capital Holdings staggering $700 million loss across all of its funds. Scientology Does! This leads us to ask if a career car guy like Tom Hawkins is up to the task of managing a third-party valuation firm as it attempts to value GPBs assets across a wide range of divergent portfolio companies such as biotech, cold storage, and healthcare software. "This transaction delivers significant value for GPB Capital's investors and gives Group 1 access to 1,800 dedicated employees and more than two dozen of the best dealerships in the Northeast,"said Rob Chmiel, CEO of GPB Capital. Most of the investments were sold to investors as income products. Some of these products were under different names or related companies, for example, Armada Waste Management being GPB Waste Management. We represent investors in their Financial Industry Regulatory Authority (FINRA) arbitration claims against the broker-dealers and brokers who earned commissions from these GPB private placement sales. GPB was formed in March of 2013 and is owned by David Gentile. The new brochure describes GPB Capital Holdings excessive commissions and fees in a rather cavalier fashion as if these excessive commissions and fees are inconsequential: GPB Capital Holdings ADV: Does Your Religion Pay You Commissions? After over a year, investors are still left asking what were those perceived risks and what exactly does it mean to investors if they fell outside of the auditors internal risk tolerance? GPB Capital Closes Sale of Prime Automotive Group to Group 1 Automotive The point of the above paragraph is to note that it is possible that GPB paid out a lot of money in distributions, which is part of the writedown in assets. Intuit Announces 2023 Cohort of Toronto Startup Accelerator Program Beyond that, its hard to say exactly how things will fall apart and when, other than being certain that its going to be painful. This Office is committed to ensuring honesty and integrity in the management of investment funds.. Michael Emanuels name is no longer listed on Stroocks website, but it is listed on GPB Capitals most recent ADV dated August 12, 2020: The document shows Emanuel acquired his title in August 2020. Intuit Announces 2023 Cohort of Toronto Startup Accelerator Program PDF GPB CAPITAL HOLDINGS LLC - MDF Law BZ WELDING Farm Equipment Auction Results - auctiontime.com We have substantial experience pursuing claims against brokerage firms and financial advisors on behalf of investors nationwide. Our research has shown that Soligenix Inc. leased its corporate headquarters in Princeton, New Jersey from Oestreicher Properties Inc. in 2014. Page 1 of 4. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship. Modern times and financial oversight have limited people from making a traditional Ponzi scheme.

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Learn how your comment data is processed. Intuit Announces 2023 Cohort of Toronto Startup Accelerator Program Moreover, the property on which many dealerships sit is owned by separate companies under the GPB Capital umbrella. 271 Cadman Plaza East It seems AutoNation alumni have an inside track at GPB Capital Holdings. GPB Private Placement Investors Continue to File Fraud Lawsuits Against Broker-Dealers. Former AutoNation car guys are now in leading GPB Capitals Prime Automotive Group. In other words, investors were saying that GPB Holdings was paying investors with new investors funds, thus the definition of a Ponzi scheme. A Ponzi scheme is where people are promised a return and paid money from other investors. Highline, which manages the day-to-day operations of GPB Capital's sponsored partnerships, negotiated the sale with BPOC. Highline Management, Inc., which manages the day-to-day operations of GPB Capital's sponsored partnerships, negotiated the sale with Group 1. NEW YORK, Nov. 18, 2021 /PRNewswire/ --GPB Capital Holdings, LLC ("GPB Capital") has finalized the sale of Prime Automotive Group to Group 1 Automotive, Inc. ("Group 1"), an international, Fortune 500 automotive retailer with 217 dealerships located in the U.S., U.K., and Brazil. Seth D. DuCharme, Acting United States Attorney for the Eastern District of New York, and William F. Sweeney, Jr., Assistant Director-in-Charge, Federal Bureau of Investigation, New York Field Office (FBI), announced the charges. Highline Management Inc. is a taxpayer registed with Texas Comptroller of Public Accounts. Meantime, the SEC, FINRA, and the Federal Bureau of Investigation (FBI) are continuing in their ongoing investigations into GPB Capital Holdings, which is facing its share of class action securities fraud lawsuits and litigation from two ex-business partners. ",
Another problem presents itself. The Court-appointed monitor in the SEC's action against Ponzi-like scheme GPB Capital Holdings LLC today submitted a letter at the New York Eastern District Court. Myrianthopoulos may have been behind the scenes in the arrangement for Soligenix to lease its headquarters from a partner of GPB Capital Holdings. The Company offers equities, portfolio management, financial planning, and advisory . If you invested in any of the following funds, contact our securities fraud lawyers today for your free case consultation. It is alleged that GPB Capital Holdings tried to cover up the scheme, and its an inevitable failure by telling investors that they would receive continuous returns amounting to 8 percent of their initial investment. Financial advisors and brokers have legal and regulatory responsibilities to adhere to the rules and regulations of the securities industry. According to GPB, it raised $1.8 billion from investors and reportedly paid out more than $165 million in commissions to brokers and financial advisors that recommended GPB funds to investors. Investors may have several reasons to be concerned about their GPB investment funds.

"headline": "GPB Capital Lawsuit: GPB Holdings Ponzi Scheme",

This latest ADV shows GPBs Regulatory Assets Under Management (RAUM) as $238,637,198. Last summer GPB Capital Holdings announced that it would not be providing Schedule Cs and required tax documents for investors. For those investors relying upon a financial advisor that owed a fiduciary duty, the applicable standard is higher, as they are required to put the clients interests ahead of their own at all times. See auction date, current bid, equipment specs, and seller information for each lot. This comes right after FINRA fined two broker-dealers for GPB Capital Holdings Sales this week. Unfortunately, the value of GPBs investment funds appears to have dropped rather dramatically in recent months as the company continues to miss filing deadlines and is accused of being a Ponzi-like scheme in various pending litigation matters. Publicly, GPB Capital and Ascendant Capital sought to appear as two distinct companies, but in reality, they were one-and-the-same.

]

This is in direct contradiction with GPBs stated RAUM of $238 million. GPB Capital | LinkedIn Proposed material corporate transactions by GPB and Highline Management, which oversees the alternative asset firm's business affairs; Any credit extension not in line with regular business; Key business strategy changes, as well as compensation modifications involving a GPB executive, affiliate, or party related to Highline Management or GPB; Myrianthopoulos was previously employed as CFO at Soligenix Inc. (formerly named Dor Biopharma). In reality, despite the defendants representations, investor capital was used to pay for a significant portion of the distributions made to investors in each of these funds. In July, the alternative asset firm reported in its Form ADV to the SEC that its assets under management (AUM) had declined by nearly $200M between the end of 2017 and June 2019from $434M in AUM to $196.3M. Professional firms do not engage in this type of activity. Highline Management, Inc. | LinkedIn President @ Highland Management Group, Inc - Crunchbase The Managed Funds Associations short precis on RAUM: Categories: The Scientology Money Project, Tagged as: Aileen Doherty, Ascendant Alternative Strategies, Austin Lake Technologies, AutoNation, David Gentile, Dodd-Frank Act, GPB Capital Holdings, Highline Management, Inc., International Association of Scientologists, Jeff Lash, Jeffrey Augustine, jeffry schneider, Kevin Westfall, Kinnie Ma lawsuit, Mark Martino, Mike Frost, Regulatory Funds Under Management, Scientology, Securities and Exchange Commission, Tom Hawkins. Most investors were unaware of the losses until they received notices from their broker-dealers. 0 GPB-Capital-Holdings-Brochure-Form2A, Categories: The Scientology Money Project, Tagged as: ADV, Ascendant Alternative Strategies, Ascendant Capital, David Gentile, Evan Myrianthopoulos, GPB Capital Holdings, Highline Management, jeffry schneider, Jovan Sijan, L. Ron Hubbard, Mark Martino, Michael Cohn, Michael Emanuel, Robert Chmiel, Stroock. According to. Embattled fund manager GPB Capital sells 30-acre cold storage parcel At Haselkorn and Thibaut, InvestmentFraudLawyers.com, our attorneys specialize in helping investors maximize the recovery of their investment losses. If you invested in any of the following funds. I spent several hours last night poring over the ADV and reviewing Jeffs post. $1.7 billion Ponzi scheme defrauded 17,000 investors, SEC says - CNN Jeffry Schneiders Ascendant Capital website has been disabled and is non-operational at this writing. Plaintiff: Kinnie Ma Individual Retirement Account, Karen Loch, Victor Wade Individual Retirement Account, Shirley Stone Living Trust, dated January 9, 1992, as amended May 24, 2005, Jeffery S. Gramm Individual Retirement Account, Dean Crooks, Robert A. Highline Management 2020-2021 Managing Partner GPB Capital 2014-2020 President Cvl Advisors Group 2001-2012 Chief Financial Officer & Director, Board Soligenix 2001-2012 Education B. S. - Economics and Psychology Emory University Board Memberships & Affiliations Senior Vice President & Chief Financial Officer DOR BioPharma 2001-2017

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Kinnie Ma Individual Retirement Account v. Ascendant Capital, LLC et al GPB Capital Investment Recovery Goodman & Nekvasil, P.A. The SEC has requested the appointment of an independent monitor to oversee GPB Capital Holdings amid allegations the asset management firm defrauded more than 17,000 retail investors in a "Ponzi-like" scheme. Before working for the alternative asset firm, the ex-CCO was a US Securities and Exchange Commission (SEC) examiner. Financial advisors and brokers recommending GPB investments to clients also had a duty to continue to monitor these investments as the information above has come to light. GPB policy requires the use of a valuation provider to support its Valuation Committee in determining appropriate valuation and assets under management. A more recent docket listing may be available from PACER . TORONTO, March 02, 2023 -- ( BUSINESS WIRE )--Intuit Inc. (NASDAQ: INTU), the global financial technology platform that makes TurboTax, Credit Karma, QuickBooks, and Mailchimp, along with Highline . "acceptedAnswer": { "@type": "Answer",
Page 1 of 1. Highline Capital Management, L.P., is a New York City-based investment firm that focuses on mid and large capitalization U.S. equities long and short. GPB Capital's Cash Pile Rises Sharply Following Sales - WSJ GPB Capital received as much as $7 million in PPP money across all of its funds, this even as the firm is the subject of numerous investigations. CA No. How much did Scientologist David Gentile put into the Church of Scientologys coffers via the IAS, Hubbard College, and its many other front groups? Does Your Religion Pay You Commissions? As with any investment fraud or Ponzi scheme, it is critical to take action. Emanuels short tenure at Stroock began in April 2018. You put your money in, wait 5-10 years, and then the portfolio companies are either sold or go public, and you get a much higher return than if you took distributions along the way. Here is the posted RAUM from the June 30, 2020 ADV: Where did all the money go? Kevin Westfall originally stepped in to replace David Rosenberg who was fired as CEO of Prime Automotive by GPB Capital. They would be entitled to some recovery out of the rubble left, on an equal basis with people who didnt get distributions, but thats obviously going to be a lot less than whats clawed back. Highline Management, Inc. (Highline) was formed in January 2020 to assume the day to day duties and responsibilities of GPB with respect to the management of the business affairs, operations and financial reporting of the various limited partnerships sponsored by GPB as well as the Portfolio Companies. The the undisclosed and self-serving relationships between GPB Capital, Ascendant Capital, and Ascendant Alternative Strategies is certainly an example of self-dealing with deliberate intent to defraud investor. On the other hand, GPB may have created a convenient Catch-22 for itself when it writes, GPB policy requires the use of a valuation provider to support its Valuation Committee in determining appropriate valuation and assets under management. This policy requirement, along with GPBs inability to do something as simple as hiring a third-party Valuation Service Provider during 2019, allows GPB to refrain from stating a real value of its holdings.

}, National Investment Fraud Lawyers - No Recovery, No Fee -Call Us 1-800-856-3352, Investment Fraud Lawyers | Financial Advisor Fraud | SEC & FINRA Attorneys, Offices in Florida, New York, Arizona, Texas & North Carolina, Copyright 2023 Investment Fraud Lawyers, Call Now for a FREE Consultation 1-800-856-3352, Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors nationwide and have offices in Florida, New York, North Carolina, Arizona, and Texas. This has serious implications. GPB Capital paid Ascendant Alternative Strategies and Ascendant Capital millions of dollars in connection with marketing GPB Capital funds and in connection with acquisitions made by GPB Capital. Appropriate due diligence would further identify issues that concern investors (compared to other potential investments), including high costs, high commissions, illiquidity, and conflicts of interests that would make the investment not suitable for retail investors or certain classes of retail investors such as retirees, elderly investors, etc if the investments are long-term and illiquid in nature, that more than likely would not suit the investment objectives, needs, or goals of an elderly or retired investor in many cases. Highline Management, Inc., which manages the day-to-day operations of GPB Capital's sponsored partnerships, negotiated the sale with Group 1. TORONTO, March 2, 2023 (BUSINESS WIRE) -- Intuit Inc. (NASDAQ: INTU), the global financial technology platform that makes TurboTax, Credit Karma, QuickBooks, and Mailchimp, along with Highline Beta, a venture studio and venture capital firm, announced today the 2023 cohort of the Intuit Prosperity Accelerator: Toronto. Scientology Fines OTs $100,000 if They Talk About Xenu or Body Thetans! Brokers and financial advisors also have a responsibility to conduct an investigation. That is a 45.2% plunge. As of December 31, 2017, GPB had approximately $434,286,529 in regulatory assets under management, all of which is managed on a discretionary basis. Cohn was fired by GPB Capital after prosecutors charged him. SEC Seeks Monitor to Protect GPB Capital Investors - Investor Lawyers Blog As alleged, by paying investors from an undisclosed and improper source such as investor capital, the defendants repeatedly misled investors about the health and performance of their investments, stated Acting United States Attorney DuCharme. Did the discussion include your overall investment strategy and where these particular investments fit within that strategy? GPB told prospective investors that it would purchase, among other assets, income-producing auto dealerships and waste management businesses with capital from investors, promising them 8% returns . How many securities arbitration cases have you actually tried during the past 30 years? Using round numbers: 2018: GPBs stated AUM is $1.8 billion. Our attorneys are available as public service to review your investment accounts and counsel you, and answer your questions at no charge. GPB Capital Closes Sale of Alliance Physical Therapy - Insider Fax Line: 718-254-7508. This lack of financial transparency is part and parcel of the undisclosed and excessive fees, the high commissions to B-Ds, and all of the other dishonest intentions, tactics, and practices of GPB Capital Holdings. As of March 2019, the firm is being investigated by the Federal Bureau of Investigation (FBI). However, in GPBs 2018 Part 2A ADV a/k/a The Brochure the company states (emphasis ours): GPB Capital Holdings, LLC, a Delaware limited liability company (GPB or the Manager), is a New York-based middle-market acquisition and operations firm whose principals are experienced financial, management and accounting professionals with several decades of combined private investment and acquisitions experience. Farm Equipment For Sale - 0 Listings | TractorHouse.com - Page 0 of 0 Given the inherently complex and deceptive structure of GPB Capital Holdings, we must ask if the $239 million RAUM represents only Regulatory Assets Under Management as opposed to a larger amount GPB Capital Holdings deems to fall outside of public reporting requirements. Ponzi schemes always fail at the cost of investors substantial losses. This is due to the fact that GPB disclosed in its latest ADV that it was unable to hire a third-party Valuation Service Provider in 2019. Xenu Who? The $1.8 billion number has also been used in the Kinnie Ma lawsuit and other lawsuits. GPBs statement about Highline Management, Inc: Regarding Item 7, Highline Management, Inc. (Highline) was formed in January 2020 to assume the day to day duties and responsibilities of GPB with respect to the management of the business affairs, operations and financial reporting of the various limited partnerships sponsored by GPB as well as the Portfolio Companies. 83 0 obj <>/Filter/FlateDecode/ID[<59DCC3A806417C4191C61B35B149CCA1><6EB6B510CB9F6C47B18587E9308D851C>]/Index[62 37]/Info 61 0 R/Length 103/Prev 104519/Root 63 0 R/Size 99/Type/XRef/W[1 3 1]>>stream GPB Scientific LLC, and GPB Waste Management LP formerly: GPB Waste Management Fund LP. Michael Emanuel replaces former GPB CCO Michael Cohn. The fact that Stroock slashed the salary of equity partners 20% this past May might have been a factor in Emanuels decision to jump from Stroock, a prestigious firm that brought in $258 million in gross revenues in 2019. The AUM vs RAUM question also speaks to the civil complaint against GPB Capital Holdings filed by the Commonwealth of Massachusetts. "acceptedAnswer": { "@type": "Answer",
According to InvestmentNews, Highline Management Inc., which was set up earlier this year, is now overseeing the firm's business affairs. If we rely upon the June 2020 ADV number of $238,637,198, GPB Capital Holdings incurred a mind-blowing ~$861 million loss in one year. Fair Game: Leah Remini & Mike Rinders Podcast, The Aftermath Foundation: Help for Those Who Want to Leave the Sea Org, Scientologys Membership Contract Goes Down in Flames in Court, Chris Shelton's Sensibly Speaking Podcast, Dr. Steven Hassan's Freedom of Mind Resource Center, Stefani Hutchison's Confront & Shatter Blog, The Aftermath Foundation: Helping Those Who Have Left the Sea Org, We reported on GPB Capital Holdings staggering $700 million loss, International Association of Scientologists, THE WhistleBlowers | THE DNA OF SCIENTOLOGY Lying, Greed & Fair Game, Scientologist David Gentile Arrested by the FBI on Charges Related to His $1.8 Billion GPB Capital Holdings Ponzi Scheme The Scientology Money Project, THE WhistleBlowers | SCIENTOLOGIST DAVID GENTILE, Jeffry Schneider (the owner + CEO of Ascendant Capital LLC) + Jeffrey Lash (a former managing partner of GPB) ARRESTED BY FBI ON CHARGES Related to His $1.8B GPB Capital Holdings Ponzi Scheme that cheat, Wall Street Journal: GPB Capital to Sell Its Flagship Prime Automotive Group The Scientology Money Project, Church of Scientology International(158), Proof that L. Ron Hubbard Did Not Create Scientology: The Prelude Part 1. GPB has never directly addressed these issues for investors. As noted earlier, there are pending GPB investigations by FINRA, the SEC, the FBI, and several state and local regulators, along with pending lawsuits in multiple jurisdictions: In November 2018, GPB disclosed that the auditor for all GPB partnerships (Crowe LLP) resigned due to perceived risks that Crowe determined fell outside of their internal risk tolerance. See Cadez v. GPB Holdings, LP, et al (Del.

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